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REEDINGS
. . .
Notes on Books by Gerard Reed
January 2006 Number One Hundred Sixty-nine
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ORIGINAL
INTENTIONS. THE FOUNDING FATHERS
As
a "new nation" America
was uniquely shaped during the first half-century other existence. To Daniel
Webster, the forging of the Constitution was absolutely central to that
process. "Hold on to the Constitution of the United States of America and
the Republic for which it stands—what has happened once in six thousand years
may never happen again," said Webster. “Hold on to your Constitution, for
if the American Constitution shall fail there will be anarchy throughout the
world." The genius of this Constitution, M.E. Bradford argued, lies in the
Founding Fathers' Original Intentions: On
the Making and Ratification of the United States Constitution (Athens: The
University of Georgia Press, c. 1993). Bradford,
who died the year this book was published, was a professor of English at the University of Dallas, a very traditional Catholic
university. Like Richard Weaver, with whom he has much in common, he belonged
to the "Southern agrarian" school and considered himself primarily a
"rhetorician." He devoted his scholarly life to understanding the
American way. As is evident in his important earlier work,
A
Worthy Company: Brief Lives of the Framers of the United
States Constitution, Bradford especially sought to show the deeply Christian
(rather than secular Enlightenment) commitments of the men who birthed this
nation.
Original Intentions is a collection of
lectures Bradford delivered at various law schools (e.g. The University of
South Carolina) and universities (e.g. Dartmouth College)
during 1976, the "bicentennial" year. They rest upon a thorough
investigation of the primary sources—especially the records of influential
persons largely unknown today but influential in that era. Several of the
lectures deal with the debates that took place in states (Massachusetts;
North Carolina; South Carolina) considering ratification
following the convention. In a most helpful forward, the distinguished
historian Forrest McDonald identifies two themes that weave their way
throughout the lectures. First, Bradford
argued that the Constitution established a clearly, indeed severely limited
government. Second, he repeatedly employs the English philosopher Michael
Oakeshott's distinction between "nomocratic" and "ideological"
readings of the document. According to
the nomocratic reading, McDonald says, the Constitution "is primarily a
structural and procedural document, specifying who is to exercise what powers
and how. It is a body of law, designed to
govern, not the people, but government itself; and
it is written in language intelligible to all, that all might know whether it
is being obeyed" (p. xii). For fully 150 years this nomocratic
understanding generally prevailed. Since WWII, however, a teleocratic view has
captivated the nation's laws schools and courts "and has all but destroyed
the original Constitution" (p. xii).
In
1787, there were men like Alexander Hamilton and James Madison who wanted to
establish a strong, centralized government. Madison,
Bradford shows, was hardly the "father of
the Constitution," for his "Virginia Plan" was quickly rejected
as the majority of delegates insisted on preserving significant roles for the
13 states. In fact, they almost disbanded the convention until a series of
compromises brought into being a much more modest compact than Madison envisioned. The committee that
finally drafted the document was chaired not by Madison but by John Rutledge of
South Carolina and closely followed the proposals of Connecticut's Roger
Sherman, who believed the "objects of union . . . were few: (1) defense
against foreign danger; (2) control of internal disputes and disorders; (3)
treaties; (4) foreign commerce, and a revenue to be derived from it" (p.
11).
Philadelphia in 1787 was quite unlike Paris following the 1789 Revolution. The
Americans drafted a document designed to establish "a more perfect
union," but not an absolutely perfect nation. While abstractions like "Liberty, Equality,
Fraternity" may arouse emotions, catchy slogans no more establish a sound
republic than New Year's resolutions establish a good character. The American
Constitution "is more concerned with what government will not do for each
of us than with the positive description of acceptable conduct, which is left
to local and idiosyncratic definition—to society, local customs, and tested
ways. Most important, it is not about enforcing the abstract 'rights of man' or
some theory of perfect justice and aboriginal equality, not even with the Bill
of Rights added to it" (p. 13).
he
French approach, on the other hand, stressing the "rights of man,"
Sir Herbert Butterfield wisely noted, illustrates the modem endeavor to
"make gods now, not out of wood and stone, which though a waste of time is
a fairly innocent proceeding, but out of their abstract nouns, which are the
most treacherous and explosive things in the world" (The Englishman and
His History {Archon Books, 1970}, p. 128). America's Constitution, conversely,
contained few "abstract nouns," concentrating instead (following the
British example) on the "old liberties" familiar to English-speaking
peoples. The Common Law jurists, such as Coke and Blackstone, not the radical
philosophes, such as Diderot and Rousseau, were their authorities. "John
Adams, especially, admired the fundamental law of Great Britain, describing it as
'the most stupendous fabric of human invention' and a greater source of 'honor
to human understanding' than any other artifact in the 'history of
civilization'" (p. 28). And Virginia's
Patrick Henry agreed, touting
the British system '"the fairest fabric that
ever human nature reared'" (p. 31).
"It
is," Bradford concludes, "impossible to understand what the Framers
attempted with the Constitution of the United States without first recognizing
why most of them dreaded pure democracy, judicial tyranny, or absolute
legislative supremacy and sought instead to secure for themselves and their
posterity the sort of specific, negative, and procedural guarantees that have
grown up within the context of that (until recently) most stable and continuous
version of the rule of law known to the civilized world: the premise that every
free citizen should be protected by the law of the land" (p. 32).
Bradford's lecture on "Religion and the Framers: The
Biographical Evidence," reveals how profoundly wrong-headed is the modem
judiciary's "separation of church and state." Anyone deeply-rooted in
the primary sources, he insists, cannot but recognize and revere the deeply
Christian beliefs of some 95 percent of "the 150 to 200 principal Founders
of the Republic" (p. 88). In their private papers, wills and ars moriendi,
they routinely referred "to Jesus Christ as Redeemer and Son of God"
(p. 89). Many of them, including Patrick Henry and George Washington, opposed
Jefferson's moves to disestablish the church in Virginia. Central figures in the making of
the new nation—including Elias Boudinot, Roger Sherman, Charles Cotesworth
Pinckney, Luther Martin, and John Dickinson—were deeply devout and zealous
Christians. To portray the Framers as deists, a la Jefferson and Franklin, is, Bradford declares, egregiously
wrong. It is, however, the typical textbook story
foisted upon the public these days.
Turning
to the post-Civil War Reconstruction Amendments, Bradford
argues they did not
significantly change the "nomocratic"
essence of the 1787 Constitution. But since 1945 these amendments (and
especially the 14th), through the doctrine of "incorporation," have
been increasingly used to make the Constitution "a teleocratic instrument:
a law with endlessly unfolding implications in the area of personal
rights" (p. 104). This has been done through "the shoddy scholarship
of the Warren Court," amply evident in an opinion of Justice Potter
Stewart, who selectively cited "bits of speeches that appear to support
his views and especially radical language contained in clauses rejected by
Congress as a whole" (p. 118). Consequently, "in the end we get Chief
Justice Warren saying that 'the provisions of the Constitution are not time
worn adages or hollow shibboleths . . . [but] vital living principles.' And we
also get Warren's
apologists coming after him, arguing that the court
had always from the Founders the 'implied power' to revise and rewrite the
Constitution according to its recognition of a 'higher' or 'natural law.' Taken
together, their words describe according to its essence just what a teleocratic
constitution might be, or describe no constitution at all (p. 125).
Bradford's burden in these lectures is obviously to limit
the powers of the federal government, making it truly a "federal"
government of limited authority. And the evidence he cites certainly validates
his conviction that the "original intentions" of the Founding Fathers
were largely forgotten during the 20th century.
*
* * * * * * * * * * * * * * * * *
Bradford's recent concerns were previsioned, at the
beginning of the Republic, by Anti-Federalists like Patrick Henry and John
Taylor of Caroline (the intellectual leader of the strict constructionist
Jeffersonian Republicans). Born in 1753, Taylor
was admitted to Virginia's Caroline County
bar in 1774, just as the American Revolution began. He joined a Virginia regiment and
ultimately became a major in the Continental army. Thereafter he served in the
Virginia General Assembly and was thrice appointed to serve out senatorial
terms in the United States Senate. But his great vocation, he believed, was to
farm well and write wisely. His plantation, "Hazelwood," became a
model of "scientific" farming—reclaiming exhausted soil and
illustrating the goodness of the agrarian life. In 1813 he published Arator: Being a Series of Agricultural
Essays, Practical and Political. Writing an introduction to it, ME.
Bradford said: "Taylor
is like Cato ... in treating advice on farming as a species of moral
instruction . . . [for] Arator is
about the social order of an agricultural republic, and not just about
farming" (in the Liberty Fund edition, 1977, p. 37). Like Jefferson, Taylor believed that
agriculture should be the basis of any healthy society.
As
a political thinker, Taylor is best known for
helping craft the Virginia Resolutions in 1798 and for three lengthy works
published during the last decade (1814-1824) of his life: (1) An Inquiry into the Principles and Policy of
the Government of the United States,
(2) Tyranny Unmasked, and (3) New Views of the Constitution of the United States.
He wrote to decry the manifest concentration of power in the federal government
that was utterly unwarranted by the Constitution. The financial policies of
Secretary of the Treasury Alexander Hamilton (such as funding state debts,
internal improvements, and the National Bank) in the 1790s contravened the
Constitution. Subsequent protective tariffs were designed to help northern
industries (and wealthy industrialists) rather than the people. And the
nationalistic decisions of the Supreme Court under the guidance of John
Marshall, were not envisioned by the architects of the United States.
All such centralizing developments elicited Taylor's strong condemnations.
In
Tyranny Unmasked (Indianapolis:
Liberty Fund, 1992), Taylor
primarily attacked the
protective tariff that so harmed the agrarian
South. There is no difference, he insisted, between taking property through
violence and taking it through taxes and fiscal policies designed to award a
privileged minority. "A tax may be imposed for two objects; one to sustain
a government, the other to enrich individuals" (p. 116). There is no
difference between a tyranny with one man on top and a tyranny with a thousand men
on top. Elected tyrants are still tyrants. Fifty years after the Revolution, Taylor warned, Americans
"must once more decide whether we will be a free nation. Freedom is not
constituted solely by having a government of our own. Under this idea most nations
would be free. We fought a revolutionary war against exclusive privileges and
oppressive monopolies" (p. 84). To grant similar privileges and monopolies
under the auspices of the "national" government would betray the
fundamental nature of the United
States.
A
free people, Taylor insisted, require a limited government. "All
reflecting individuals, except those bribed by self-interest, believe that
liberty can only be preserved by a frugal government, and by excluding frauds
for transferring property from one man to another. In no definition of it has
even its enemies asserted, that liberty consisted of monopolies, extensive
privileges, legal transfers of private property, and heavy taxation. In
defining a tyrant, it is not necessary to prove that he is a cannibal. How then
is tyranny to be ascertained? In no other perfect way that I can discern,
except as something which takes away our money, transfers our property and
comforts to those who did not earn them, and eats the food belonging to others."
(p. 226).
Ambition
and avarice ever haunt the corridors of power. Thus freedom flourishes only
when power is restrained by the checks and balances set forth in the
Constitution, and most especially in the 10th Amendment that
specified: "The powers, not delegated to the United States by the
constitution, nor prohibited by it to the States, are reserved to the states
respectively, or to the people."
*
* * * * * * * * * * * * * * * * * * *
In
1823, a year after publishing Tyranny Unmasked, John Taylor of Caroline
published New Views of the Constitution
of the United States (Washington, D.C.: Regnery Publishing, Inc., c. 2000).
Whereas the protective tariff served as the focus for the earlier work, the
original intentions of the Framers of the Constitution served as the subject
for the latter, and it is, James McClellan says in his Introduction, "the locus classicus of states' rights
jurisprudence" (p. xiii). In 1818 Congress had permitted the publication
of Robert Yates' notes of the Constitutional Convention. (Before this, by
Congressional order, nothing was known of the behind-the-scenes debates of the
delegates, and James Madison's journal was not published until the 1840s. Thus
the strong states' rights concerns of the Convention's Framers was largely
unknown for 25 years). Comparing their actual intent, as recorded in Yates'
Journal, with the widely-known interpretations set forth by Madison and
Hamilton in The Federalist Papers, Taylor discovered pervasive
"distortions of the original meaning and a
nationalistic bias" (p. liii) of the latter.
"Had
the journal of the convention which framed the constitution of the United
States, though obscure and incomplete," Taylor said, "been published
immediately after its ratification, it would have furnished lights towards a
true construction, sufficiently clear to have prevented several trespasses upon
its principles, and tendencies towards its subversion" (p. 13). The
Framers clearly envisioned a limited federal government, not the national
regime evident by 1820. Indeed, as the several states appointed delegates to
the Convention they insisted on using the right word, unanimously rejecting
"the recommendation of a national government, and by excluding he word
national from all their credentials, demonstrated that they well understood the
wide difference between a federal and a national union" (p. 18).
Taylor
devoted many pages to carefully examining the materials in Yates' journal,
dismayed that its contents had been buried for 30 years. "Thus the
vindicators of a federal construction of the constitution are deprived of a
great mass of light, and the consolidating school have gotten rid of a great
mass of detection. Secrecy is intended for delusion, and delusion is fraud. If
it was dictated by an apprehension, that a knowledge of the propositions and
debates, would have alarmed the settled preference of the states and of the
publick, for a federal form of government, it amounts to an acknowledgement
that these propositions and debates were hostile to that form and to the publick
opinion" (p. 47). Deprived of the truth, many naively believed the
positions espoused in The Federalist
Papers. So Taylor devoted much of the book to an examination and refutation
of the interpretations set forth therein by Hamilton and Madison,
as well as clarifying his own understanding of the
Constitution. Their differences are demonstrable: "These gentlemen believed that a supreme
national government was best for the United States, and I believe that a
genuine federal system is more likely to secure their liberty, prosperity, and
happiness" (p. 75). The question is: which interpretation best represents
the "original intentions" of the Framers?
Given
the evidence from the original sources, Taylor
defended the "federal" rather than the "national" system.
"The delegations, reservations, and prohibitions of the constitution,
combined with the rejection of powers proposed in the convention, constitute a
mass of evidence, more coherent and irrefragable for ascertaining the
principles of our political system, than can be exhibited by any other country;
and if it cannot resist the arts of construction, constitutions are feeble
obstacles to ambition, and ineffectual barriers against tyranny. .... This mass
of evidence stands opposed to those constructions which are labouring to invest
the federal government with powers to abridge the state right of taxation; ...
to expend the money belonging to the United States without control; to enrich a
local capitalist interest at the expense of the people; to create corporations
for abridging state rights; to make roads and canals; and finally to empower
the supreme court to exercise a complete negative power over state laws and
judgments,
and an affirmative power as to federal laws"
(p. 189).
Looking
at Taylor's
1823 list in 2006, it is evident that his fears have materialized. Uncontrolled
spending, even by Republicans elected to restrain it, continues unabated as we
enter the 21st century. "Local
capitalists" routinely gain advantages, through the hoards of lobbyists
(many of them former senators and congressmen) who wine and dine "public
servants" such as Congressman Randy "Duke" Cunningham. Federal
bureaucracies, such as the Environmental Protection Agency or Department of
Education, have slowly increased their coercive roles in realms formerly
reserved to state and local governments. Internal improvements—"roads and
canals" in Taylor's day—have been widely
nationalized, as is most evident in "disaster relief in Louisiana and federal influence in minor
matters like speed limits. And the Supreme Court, greatly feared by Taylor, has become a
major player in making laws and shaping society. Court decisions, whether
mandating abortion rights or racial preferences in university admissions,
reveal the enormous political power now resident in the hands of nine unelected
jurists.
Hamilton
and Madison certainly exerted influence in the 1787 Constitutional Convention,
but ultimately their position, calling for a strongly centralized government,
was soundly rejected by that body. This
was because the Framers prized an ordered liberty. "Society, well
constructed, must be compounded of restraint and freedom, and this was
carefully attended to in framing our union. The states are restrained from
doing some things, and left free to do others; and the federal government was
made free to do some things, but restrained from doing others. This arrangement
cannot be violated, without making one department a slave or an usurper. A
division of political rights between the people and a government, can only
preserve individual liberty" (p. 301). In sum: "Freedom without
restraint, or restraint without freedom, is either anarchy or despotism"
(p. 301).
Taylor's position, of course, was embraced by John C.
Calhoun and in time by the architects of The Confederate States of America. Thus
his states' rights argument cannot escape the stigma of slavery and segregation
in the South. But the essence of what Taylor (and Bradford) argue—that the best
government is a limited government—still has currency. One need do no more than
note the latest "pork barrel" legislation, or the Supreme Court's
meddling in local decisions regarding placement of the Ten Commandments, or
recent presidents' decisions to help hurricane victims or pay for drug prescriptions
or dispatch troops around the world, to realize how centralized and powerful
the government created by the Constitution has become. The current regime may
be necessary—or it may be better. But it is clearly not what the 1789
convention envisioned.